Rockwood Financial Solutions

Business Details

Your Trusted Financial Advisers in Knaresborough

At Rockwood Financial Solutions, we pride ourselves on being a trusted independent financial planning firm dedicated to putting our clients' needs at the heart of everything we do. With years of combined experience, our team of qualified professionals offers impartial advice tailored to individual circumstances, ensuring clients receive solutions that align with their financial goals. We adhere strictly to industry regulations and maintain professional integrity while providing a friendly, approachable service that fosters long-term relationships. Our commitment to continuous learning ensures we stay ahead of industry changes, delivering expert guidance on pensions, retirement planning, tax strategies, and estate management.

By focusing on holistic financial planning, we help clients navigate life's complexities with confidence, offering peace of mind through personalized strategies designed to adapt to evolving needs. Our reputation for excellence is reflected in the positive feedback from satisfied clients who value our transparent communication and dedication to achieving sustainable financial outcomes.

Services

Pensions & Retirement Advice Investment Advice Lifestyle Protection Advice Corporate Advice Tax Planning Trusts & Charities Long Term Care

Highlights and features

We offer independent financial advice with no ties to specific products or providers
Our team includes Chartered Financial Planners with decades of industry experience
We conduct comprehensive fact-finding to create individually tailored financial strategies
All advisers adhere to strict regulatory compliance and professional integrity standards
We provide ongoing support with regular reviews to ensure plans adapt to changing needs

Associations and certifications

Financial Conduct Authority
Chartered Financial Planner
Personal Finance Society
Society of Later Life Advisers

What people say

Trust their recommendations implicitly Refreshing ethos to financial services Excellent service and expertise Approachable and knowledgeable team Personalized financial strategies

Website

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Services

Pensions & Retirement Advice

We help clients optimize their pension arrangements through comprehensive reviews and strategic planning. Our experts assess existing pension pots, recommend consolidation options, and develop drawdown strategies tailored to retirement goals. By analyzing risk tolerance and future income requirements, we create sustainable pension solutions that ensure financial security during retirement while maintaining capital growth potential.

Investment Advice

Our investment advisory services focus on building diversified portfolios aligned with individual risk profiles and financial objectives. We provide ongoing portfolio management, regular performance reviews, and strategic adjustments to maximize returns while maintaining appropriate risk levels. Our approach combines market analysis with personalized financial planning to help clients grow and protect their wealth effectively over time.

Lifestyle Protection Advice

We offer comprehensive protection solutions to safeguard clients' financial security against unforeseen circumstances. Our services include life insurance, critical illness cover, and income protection tailored to individual needs. We assess clients' personal circumstances to recommend appropriate coverage levels that protect families and businesses while ensuring affordability and long-term sustainability.

Corporate Advice

We provide specialized financial advice for business owners covering succession planning, key person insurance, and employee benefits. Our services help business owners protect their assets, implement tax-efficient structures, and develop retirement strategies that align with business objectives. We also assist with pension schemes for business owners and employees.

Tax Planning

Our tax planning services focus on minimizing tax liabilities through legitimate, compliant strategies. We help clients optimize their financial arrangements to reduce income tax, capital gains tax, and inheritance tax burdens. By integrating tax planning with overall financial strategies, we help clients preserve wealth and maximize after-tax returns across generations.

People

Catherine Casey

Director

Chartered Financial Planner with over 20 years' experience, specializing in holistic financial planning. Holds advanced qualifications and provides expert advice on pensions, tax planning, and estate management.

Linda Lodge

Operations & Finance Manager

Oversees daily operations with extensive administrative experience. Manages client onboarding and ensures smooth practice management while maintaining financial controls and compliance procedures.

Karen Malin

Consultant

Former Compliance Director providing regulatory expertise. Offers practical solutions for financial advisory firms with a focus on client-friendly compliance approaches and operational best practices.

Helen Malin

Client Services Administrator

Manages client interactions with hospitality sector experience. Focuses on personalized service delivery and maintaining strong client relationships through attentive support and communication.

Anne-Marie Hartill

Consultant

Chartered Marketer with 14 years' financial services experience. Specializes in digital marketing strategies while providing marketing communications support to enhance client engagement and brand visibility.

Questions

What financial services do you specialize in?

We specialize in pensions, retirement planning, tax strategies, estate management, and protection insurance tailored to individual circumstances.

Are you regulated financial advisers?

Yes, we're authorized and regulated by the Financial Conduct Authority (FCA reference 593766).

How do you tailor financial plans to individual needs?

We conduct comprehensive fact-finds to understand your goals, risk tolerance, and financial situation before creating personalized strategies.

Do you offer initial consultations?

Yes, we provide free initial consultations to discuss your financial needs and determine how we can help.

How do you stay updated with financial regulations?

Our advisers maintain professional qualifications and regularly update their knowledge to ensure compliance with industry changes.

Can you help with long-term care planning?

Yes, we provide specialist advice on funding long-term care while protecting family assets and managing inheritance tax.

Reviews (3)

Write a Review

Angus Martin

Jul 15, 2021 Report

Positive:Professionalism,Quality,Responsiveness,Value
Catherine and the team make everything really simple and work very hard to provide the best solutions.

Sarah Shay

Dec 07, 2020 Report

Catherine and all the Rockwood Team are friendly and easy to deal with. Catherine thinks about your life goals with you first then translates those into what that means for you financially. She listens to your needs then helpfully explains how to meet those in language you can understand. I am reassured and feel safe knowing that Catherine and Rockwood are there to help with whatever situation life throws at you. Thanks Rockwood

Keeley Edge

Jul 29, 2020 Report

Catherine at Rockwood has been our Financial Advisors for about 5 years now and we cannot speak highly of her enough. There is no selling of products, it is Financial Planning advice. If you want to plan your financial future and protect yourself and your family should the unfortunate or worst happen, I would have no hesitation in recommending Catherine and her team.