Business Details
22 Years
experience
Your Trusted Partner for Investment Management Solutions
Williams Investment Management was established to provide traditional investment management services, guided by a commitment to the highest professional standards. Owned by its partners, the firm boasts nearly 150 years of combined experience in managing client capital, operating under the same principles as its own investments. Directly authorised and regulated by the Financial Conduct Authority (FCA), the company prioritises absolute returns over relative benchmarks, ensuring client capital is managed with meticulous care.The firm avoids algorithmic trading, focusing instead on human expertise to deliver tailored strategies for private clients, trusts, charities, and pension funds. With a legacy of integrity and a focus on long-term value, Williams Investment Management offers a personal service, inviting clients to engage directly for a bespoke experience.
Services
Portfolio Management
Investment Management
Financial Commentary
Podcast Services
Regulatory Compliance
Details
- Year established: 2004
Highlights and features
- We have over 150 years of combined experience in investment management.
- Our firm is directly authorised and regulated by the Financial Conduct Authority.
- We manage client capital using human expertise, not algorithms or AI.
- We provide personalised investment strategies tailored to individual client needs.
- Our team offers transparent and ethical investment management practices.
Associations and certifications
- Financial Conduct Authority
- Cyber Essentials
Services
Portfolio Management
We offer tailored portfolio management for private clients, trusts, charities, and pension funds. Our approach focuses on absolute returns, avoiding passive index strategies. By prioritising long-term value and client-specific goals, we ensure investments align with individual risk profiles and financial objectives.
Financial Commentary
Our quarterly financial commentaries provide in-depth insights into global market trends, economic developments, and investment strategies. Designed to keep clients informed, these reports reflect our commitment to transparency and expertise in navigating complex financial landscapes.
Podcast Services
The Just Williams podcast series delivers expert analysis on investment topics, market updates, and industry trends. Each episode offers actionable insights, reflecting our philosophy of informed, long-term investing and client education.
Regulatory Compliance
As an FCA-authorised firm, we adhere to stringent regulatory standards, ensuring client assets are managed securely and ethically. Our compliance framework covers best execution, remuneration codes, and stewardship principles, fostering trust and accountability.
Client Reporting
We provide detailed, periodic statements outlining portfolio performance, interest earned, and transaction activity. Our reporting prioritises clarity and transparency, enabling clients to track progress toward their financial goals with confidence.
People
Duncan Williams
Chartered FCSI
Duncan Williams, a Chartered FCSI, leads Williams Investment Management with decades of expertise in private client fund management, ensuring strategic growth and client-focused solutions.
John Newsome
Chartered FCSI
John Newsome, BSc Econ and Chartered FCSI, contributes extensive experience in investment philosophy, guiding the firm's long-term strategies and client relationships with a focus on ethical practices.
Denis Kaye
FCA
Denis Kaye, BA (Hons) and FCA, oversees financial compliance and governance, ensuring adherence to regulatory standards while supporting the firm's strategic financial objectives.
Valerie Wade
Chartered MCSI
Valerie Wade, BSc (Hons) and Chartered MCSI, manages client portfolios with a focus on absolute returns, leveraging over 20 years of experience in private client fund management.
Abi Ostler
Investment Team
Abi Ostler supports the investment team with research and analysis, ensuring client portfolios are aligned with the firm's disciplined, value-driven investment approach.
Questions
What investment approach does Williams Investment Management use?
We focus on absolute returns, avoiding passive index strategies in favour of active, research-driven decisions tailored to client goals.
Are you regulated by the Financial Conduct Authority?
Yes, we are directly authorised and regulated by the FCA, ensuring compliance with stringent industry standards.
Do you use algorithms or AI for investment decisions?
No, we rely on human expertise and experience, avoiding automated systems for a more nuanced, client-centric approach.
What types of clients do you serve?
We manage capital for private individuals, trusts, charities, companies, and pension funds, including SIPPs.
How often do you provide client reports?
We offer periodic statements detailing portfolio performance, interest, and transactions, ensuring transparency and informed decision-making.
Can international clients access your services?
Yes, we work with non-UK residents and those with foreign assets, providing tailored investment management solutions.
